Form 13H Filing Services

Your SEC Filing — Done Fast, Accurate, and Stress-Free

Form 13H filings can be confusing, time-consuming, and easy to overlook. Whether you’re a first-time filer or need help staying compliant each quarter, ACN makes it easy.

Our service is fast, accurate, and designed to work with your workflow — with clear templates, quick turnaround, and real support when you need it.

We’ll help you get your Form 13H filed without the usual stress.

“ACN Solutions has provided exceptional service to my company in the normal course and most importantly in time constrained and high stress situations.  Their deep knowledge of the regulatory rules and technological requirements of the filings they support is unrivaled.  Their product is easy to use and their client service is always available when needed.   I highly recommend the services of ACN Solutions to both large and small organizations.” - Linda, Managing Director & Chief Compliance Officer

What Is Form 13H?

Form 13H is the SEC’s large trader reporting form. It’s required if you trade in NMS securities at high volumes — either 2 million shares or $20 million in value in a single calendar day, or 20 million shares or $200 million in value over the course of a month.

Once you hit one of those thresholds, you must file Form 13H and obtain a Large Trader ID (LTID) from the SEC. You’ll also need to keep that form updated each year — or sooner if material changes occur.
Visit our Form 13H FAQ to learn more about thresholds, deadlines, and filing types.

The ACN Solution: How It Works

We’ve helped hundreds of managers stay compliant with their Form 13H obligations. Here’s how we make it easy:

1. You send us your data
– Complete our simple 13H template
– Send a PDF copy of your org chart for Item 4(a)
– (Optional: If you have multiple broker-dealers, we’ll provide a template for Item 6)

2. We create and return your proof documents
– You’ll receive a clean HTML version of the Form 13H
– Plus a copy of your org chart on file

3. You review and approve
– We’ll incorporate any edits or last-minute changes

4. We submit your filing to EDGAR
– No uploading required — we take care of the submission
– Note: You will need a CIK and EDGAR access

✅ No formatting errors
✅ No EDGAR guesswork
✅ Just a fast, reliable filing — done right the first time

Why Firms Choose ACN for Form 13H

Speed. Simplicity. Support.

Our clients come to us because manually filing Form 13H takes too much time — and gets complicated fast. We help cut through the clutter and keep things moving. When you work with ACN, you get:

• Clean, SEC-compliant filings delivered quickly

• A clear process with easy templates and reminders

• Personal support — by real people familiar with the reporting rules

• Reliable turnaround — usually within 24 hours

Whether you’re filing for the first time or managing ongoing updates, ACN helps you meet your 13H obligations without the usual stress.

Ready to Get Started?

Let us take Form 13H off your plate — fast, accurate, and fully supported from start to finish.

Contact us today to get started.

“ACN has been our valuable partner in completing 13F filings for more than 10 years!  The ACN team goes above and beyond to help me with challenging data and troubleshooting errors that I find impossible to find and fix.  They are friendly, responsive and efficient.  When a new problem develops, their knowledge and experience are invaluable and meeting difficult deadlines becomes possible even in a pinch.  I would recommend them to anyone looking for exceptional service and results related to 13F and NPX filings.” - Director of Compliance at a National Consulting Firm

Disclaimer:
The information provided in this webpage is for general informational purposes only and does not constitute legal, compliance, or financial advice. ACN Solutions LLC is not a law firm, compliance advisor, or affiliated with the Securities and Exchange Commission (SEC). While we strive to provide accurate and timely guidance based on publicly available SEC resources, we do not speak on behalf of the SEC and are not authorized to interpret its rules or policies. Readers should consult their legal counsel or compliance professionals for specific guidance related to their regulatory obligations.