ACN Software Support

Help/Support & FAQ Files

The links on this page offer support for working with the ACN software as well as resources for adhering to the rules and regulations of the securities industry in using the respective forms. 

Investment firms are required to follow numerous regulations in conducting their business. These links are made available for your reference in fulfilling those obligations and supporting your compliance needs.

If you have any questions and comments please contact us.  Thank you.

ACN / Form ADV v 3.3
           ACN Form Adv Help/User Guide - ACN Software
           ACN ADV FAQ - Frequently Asked Questions on Software
           IARD FAQ - ACN - IARD Web Instructions
           SEC IARD Instructions - SEC
           SEC ADV FAQ - SEC - Completing the Form         
           Form ADV (PDF) - SEC
           Investment Advisers Act of 1940
           Rules & Regulations Under Inv Advisers Act 1940

ACN / Form U-4/U-5 v 3.3
           ACN Form BD/U-4&5 Help/User Guide - ACN Software
           Approved Form U-4 PDF - NASD (effective August, 2003)
           Form U-4 Instructions (PDF) - NASD
           Approved Form U-5 PDF - NASD  (effective August, 2003)
           Form U-5 Instructions (PDF) - NASD          

ACN / Form 13F v 4.0
           ACN Form 13F Help/User Guide - ACN Software
           13F Holdings - EDGAR Layout PDF
           13F FAQ - SEC
           Section 13(f) - Securities Exchange Act 1934 - SEC
           13F - General Instructions PDF  - SEC

ACN / Form 13G v 3.0
          ACN Form 13G Help/User Guide - ACN Software
          Regulation 13 D-G - SEC
          Form 13D - SEC
          Form 13G - SEC

ACN / Form D v 2.3
           ACN Form D Help/User Guide - ACN Software
           Regulation D - SEC
           Form D (PDF) - SEC